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If you would like a spreadsheet version of this list and it's not available online, call the Business Journal circulation department at (717) 236-4300 or email circulation@centralpennbusiness.com. Unless noted otherwise, PDFs are of a list as it appeared in the paper. Spreadsheets contain information on all qualified companies that responded to a survey.
CPBJ ListCentral: the best place for information about businesses in Central Pennsylvania!
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Registered investment advisers
Published 21 Sep 2012; available in html, PDF($) and spreadsheet($) formats
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REGISTERED INVESTMENT ADVISERS
XLS file download. (All records that qualify) |
25 |
$12.50 |
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Fields included in the REGISTERED INVESTMENT ADVISERS product:
NOTE: Some records may not contain data for every field listed below.
- Company
- Registration/notice
- CRD number
- SEC number
- Assets under local management as of end of FY 2011
- Assets under local mgt RIA
- Assets under local management as of end of FY 2010
- 2011 clients
- 2010 clients
- 2011 accounts
- 2010 accounts
- Is your firm and/or some of its employees registered reps of an investment broker-dealer?
- Local RIAs (series 65)
- Total RIAs (series 65)
- 2011 local RIAs (series 65)
- 2011 total RIAs (series 65)
- Local CFPs
- Total CFPs
- 2011 local CFPs
- 2011 total CFPs
- Local series-7 brokers
- Companywide series-7 brokers
- 2011 local series 7
- 2011 total series 7
- Types of clients
- Compensation arrangements
- Products/services
- F-T local employees
- F-T total employees
- P-T local employees
- P-T total employees
- 2011 local revenue
- 2011 total revenue
- Parent company
- Characteristics
- Street address
- P.O. Box
- City
- County
- State
- Zip + 4
- Website
- Top local executive and title
- Company phone
- Company e-mail
- Toll-free number
- Company fax
- Headquarters municipality
- Year established locally
- Local locations
- Total locations
- Brief description of company or services
- Blog url
- Facebook
- Twitter
- % change
- Parent company: (Parent company name)
- Top local executive and title: (First name, Middle, Last name, Title, Email, Suffix )
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PDF - 2012 RIAS
PDF file download. |
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$15.00 |
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